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Deutsche Bank Exclusive: New Sales Desk Regulation Explained

Investigations are underway by the Spanish securities regulator CNMV into Deutsche Bank AG’s sale of foreign-exchange derivatives to small companies in Spain.

Exterior view of Deutsche Bank’s London office, a prominent financial institution in the heart of the city. PHOTO: LEON NEAL//GETTY IMAGES

The focus of the assessment is to determine whether these sales complied with rules that prohibit the marketing of complex derivatives to inexperienced buyers.

A spokesperson for the regulator declined to provide further details on the ongoing

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