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Goldman Sachs Exclusive: Behind the $6m Trading Data Fine

Goldman Sachs has agreed to pay $6 million in penalties following an investigation by the Securities and Exchange Commission (SEC).

David Solomon, CEO of Goldman Sachs, leading the charge in financial innovation and regulatory compliance. PHOTO: Elizabeth Frantz/Reuters

The regulatory body found that the bank submitted more than 22,000 substandard ‘blue sheet’ reports. Over a ten-year period, these reports contained missing or incorrect trade data for

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